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JUDICIAL & PROSECUTOR
IMMUNITY IS FUNCTIONAL
-
ATTACHES ONLY TO ACTS
INTIMATELY RELATED TO
INITIATION & PROSECUTION
OF A CRIMINAL CASE
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Struggling to define the boundaries of prosecutorial immunity ,
the Court held that a prosecutor who advised police officers on
Fourth Amendment considerations in an ongoing criminal
investigation performed an investigatory rather than a prosecutorial
function and was, therefore, not entitled to absolute immunity.
That same prosecutor, however, was entitled to absolute immunity
for eliciting misleading testimony from those officers at a hearing on
an application for a search warrant. Burns v. Reed, 500 U.S. 47 8 (1991 ).
Burns expressly declined to decide whether a prosecutor would be
absolutely immune for maliciously seeking a warrant without probable
cause; the Court limited its holding to conduct as an advocate during
the probable-cause hearing.
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DISTINGUISH PURPOSE
OF INDIVIDUAL ACTS
CAPACITY
- In a significant Ninth Circuit decision, the court
distinguished between purposes for obtaining a
material witness warrant: "when a prosecutor seeks
a material witness warrant in order to investigate or
peremptorily detain a suspect, rather than to secure
his testimony at another's trial, the prosecutor is
entitled at most to qualified, rather than absolute immunity ."
Because conducting a press conference is not
intimately associated with the judicial process,
a prosecutor is not absolutely immune for
statements made during a press conference.
al-Kidd v. Ashcroft, 580 F.3d 949, 963 (9th Cir. 2009).
- See also Atherton v. District of Columbia Office
of the Mayor, 567 F.3d 672, 686-87 (D.C. Cir. 2009)
(Assistant United States Attorney not immune for
participating in removal of grand jurors).
- Imbler and Kalina v. Fletcher extended absolute immunity
to the initiation of a prosecution, and Imbler noted that
“[p]reparation, both for the initiation of the criminal process
and for a trial, may require the obtaining ... of evidence.”
Imbler, 424 U.S. at 431 n. 33; Kalina v. Fletcher, 522 U.S. 118 (1997).
- Relying on that language, several courts of appeals have
further ex tended absolute immunity to the prosecutor’s
investigation and collection of evidence once probable
cause is established.
Broam v. Bogan, 320 F.3d 1023, 1030 (9th Cir. 2003);
Herb Hallman Chevrolet Incorporated v. Nash-Holmes,
169 F.3d 636, 643 (9th Cir. 1999).
Other courts have held that, before probable cause is
established, an investigating prosecutor performs the
role of police officer and is, therefore, not entitled to
absolute immunity.
Mitchell v. Forsyth, 472 U.S. 511 , 524 (1985)
(attorney general not entitled to absolute immunity for
ordering wiretaps as part of national security
investigation since he was not acting in prosecutorial
capacity ); Powers v. Coe, 728 F.2d 97 , 103 (2d Cir. 1984)
(prosecutor not entitled to absolute immunity “when a
prosecutor engages in or authorizes and directs illegal
wiretaps” and “the wiretapping is ... investigative in nature...”).
- Post conviction work performed by prosecutors
is generally subject to absolute immunity,
particularly when the prosecutor continues her
work as an advocate.
Warney v. Monroe County, 587 F.3d 1 1 3 (2d Cir. 2009)
(absolute immunity extends to failure by prosecutor
to disclose post conviction DNA test results promptly);
Hart v. Hodges, 587 F.3d 1288, 1296 (11 th Cir. 2009).
The Supreme Court's recent decision in
Van de Kamp v. Goldstein explained the boundary
between prosecutorial and administrative functions
and, in a sense, blurred them. In Goldstein, the plaintiff
alleged that the district attorney and his chief assistant
failed to adequately train line prosecutors on their duties
to provide impeachment related information about
prosecution witnesses to defense attorneys.
Van de Kamp v. Goldstein, 1 29 S. Ct. 855 (2009).
- Although the claim was framed as a challenge to
administrative procedure, the Court viewed it as
dealing with the disclosure of information prior
to trial which is "directly connected with the
prosecutor's basic trial advocacy duties."
The Court was unwilling to distinguish between
cases of prosecutorial error at trial (to which
absolute immunity attaches) and claims that such
error was caused by inadequate training or
insufficient information management systems,
worried that claims of the former type could be
easily recast as claims of the latter and usher in
waves of litigation.
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PERJURY
IS FINE..
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Although a prosecutor who suborns perjury at
a criminal trial is absolutely immune, a prosecutor
who manufactures false evidence does not enjoy
absolute immunity. The former performs a
prosecutorial function by presenting evidence,
while the latter performs a police investigatory
function by gathering evidence.
Buckley v. Fitzsimmons, 509 U.S. 259, 27 3 (1 993).
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BUT NOT
MANUFACTURING
FALSE EVIDENCE
-
The prosecutor who prepares and files an
information and application for an arrest
warrant enjoys absolute immunity for those
actions .
See Waggy v. Spokane County, 594 F.3d 707
(9th Cir. 2010).
- But if the prosecutor swears under oath to false
statements of fact in the information, he becomes
a complaining witness rather than a prosecutor and,
like a complaining witness at common law, is not
entitled to absolute immunity .
Kalina v. Fletcher, 522 U.S. 118 (1997).
Justice Scalia concurred but argued that the Court’s
prosecutorial immunity decisions could not be grounded in
the common law of 1871 and that the result, though correct,
rested upon a meaningless distinction between preparing
an information and swearing to its truthfulness.
- The Court’s decisions do not draw the line between
performance of the investigatory function and the
prosecutorial function with absolute clarity .
Imbler v. Pachtman suggested that the inquiry begins
with determining whether the prosecutor is performing
a quasi-judicial function. A prosecutor obviously performs
that function by trying a criminal case; hence, absolute
immunity extended to the presentation of perjured
testimony and the withholding of exculpatory
evidence.
Imbler v. Pachtman, 424 U.S. 409, 431 n.34 (1976);
Long v. Satz, 181 F.3d 1275, 1279 (11 th Cir. 1999)
(per curiam) (extending absolute immunity to
prosecutor who fails to turn over exculpatory evidence
discovered after sentencing); Carter v. Burch,
34 F.3d 257, 263 (4th Cir. 1 94) (prosecutor’s absolute
immunity for withholding exculpatory evidence begins
with arrest and continues through appeals);
Ybarra v. Reno Thunderbird Mobile Home Village, 723
F.2d 675, 679 (9th Cir. 1984) (failure to preserve exculpatory
evidence subject to absolute immunity ).
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PUBLIC DEFENDERS
- Because public defenders do not act
under color of law in representing
individual clients, they may not be
sued under Section 1 983; hence, the
issue of absolute immunity never arises.
Polk County v. Dodson,
454 U.S. 312, 324-25 (1981).
- CAPACITY
-
When a public defender acts in an administrative
capacity rather than as representative of a client,
she acts under color of law but is not performing
a quasi-judicial function and is, therefore, entitled
only to qualified immunity.
- Miranda v. Clark County, 319 F.3d 465, 469- 0
(9th Cir. 2003) (en banc) (holding that public defender
acted in administrative capacity and therefore was
subject to suit for policy of withholding investigatory
and legal resources from defendants who failed
polygraph test and for policy of assigning inadequately
trained, inexperienced attorneys to capital cases).
-
A.J.
-
...NOW WRAP YOUR MIND AROUND THAT...
-
This mind map was created 03.06.2012
by Lisa Stinocher O'Hanlon
using XMind software.
http://www.xmind.net/share/hennalady/
http://angryjeweler.wix.com/write
-
8.2 Suits Against Public Officials in Their Individual Capacity.odt
- 8.2 SUITS AGAINST PUBLIC OFFICIALS.pdf
- http://federalpracticemanual.org/node/46
-
Prosecutors enjoy absolute immunity
from damage liability for the initiation
and prosecution of a criminal case.
-
The Supreme Court, relying heavily on
considerations of policy , reasoned that
initiating a prosecution and presenting
a case are activities that are “intimately
associated with the judicial phase of
criminal process, and thus were functions
to which the reasons for absolute immunity
apply with full force.”
- Imbler v. Pachtman,
424 U.S. 409, 423-24 (1976).
Absolute immunity may also extend to
government attorneys in non-criminal contexts.
See Mangiafico v. Blumenthal,
471 F.3d 391, 396-97 (2d Cir. 2006)
(absolute immunity for state attorney general
who declined to represent state employee
in civil litigation against him).